Integrated IT Compliance for CPA Firms
Streamline audits, enforce controls, and maintain legal defensibility
Download Our Compliance ChecklistAbout IT Compliance & Regulation
Understanding and applying regulatory requirements to your firm’s IT environment is critical for audit success and legal defensibility. This resource covers key standards, best practices for automation, and strategies to maintain continuous compliance.
- Overview of major regulations (IRS 4557, GLBA, SOC 2)
- Automated audit trails and reporting
- Risk assessment and control frameworks
Key Compliance Standards
What You Should Know
IRS Model 4557
Federal guidelines for secure financial record-keeping and systems controls in tax preparation.
GLBA
Gramm-Leach-Bliley Act requirements for safeguarding client financial information.
SOC 2 Readiness
Criteria for Service Organization Control reports focusing on security, availability, and confidentiality.